Risk-Based Compliance

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Event description
A Half day workshop that provides Compliance Officers in particular with the tools to enable you to implement a risk-based approach.

About this Event

Course Content:

  • Central Bank of Ireland Expectations
  • The Regulatory Context
  • How to create a Compliance Risk Universe
  • The Benefits of a Risk-Based Approach
  • Practical points for Compliance 

Suitable For:

This module is suitable for most roles at firms within the financial sector which have regulatory compliance obligations. It is recommended for Compliance Officers, Individual Intermediaries/Brokers, Risk Management Personnel and others. 

CPD:

This course is accredited with the IoB, III and LIA. Accreditation can be sought for other training bodies on request.

A CPD certificate will issue within a week of course completion.

Cost: €295 per person.

Full RegSol training timetable HERE

For further information please contact us:

info@regsol.ie

+353 (0)1 539 4884

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Refund Policy

Refunds up to 7 days before event

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