Risk-Based Compliance
Date and time
Location
Online event
A Half day workshop that provides Compliance Officers in particular with the tools to enable you to implement a risk-based approach.
About this event
Course Content:
- Central Bank of Ireland Expectations
- The Regulatory Context
- How to create a Compliance Risk Universe
- The Benefits of a Risk-Based Approach
- Practical points for Compliance
Suitable For:
This module is suitable for most roles at firms within the financial sector which have regulatory compliance obligations. It is recommended for Compliance Officers, Individual Intermediaries/Brokers, Risk Management Personnel and others.
CPD:
This course is accredited with the IoB, III and LIA. Accreditation can be sought for other training bodies on request.
A CPD certificate will issue within a week of course completion.
Cost: €295 per person.
Full RegSol training timetable HERE
For further information please contact us:
info@regsol.ie
+353 (0)1 539 4884
