Course Content:

• Central Bank of Ireland Expectations
• The Regulatory Context
• How to create a Compliance Risk Universe
• The Benefits of a Risk-Based Approach
• Practical points for Compliance 

1. Compliance Framework
2. Relevant Documents
3. Approaches to Testing
4. Reporting

Suitable For:

This module is suitable for most roles at firms within the Financial Services sector which have regulatory compliance obligations. It is recommended for Compliance Officers, Individual Intermediaries/Brokers, PCF Role Holders especially Head of Compliance (PCF12 & PCF15), Risk management and other personnel.

CPD:

This course is accredited with the IoB, III and LIA. Accreditation can be sought for other training bodies on request.

A CPD certificate will issue within a week of course completion.

Cost: €295 per person.

Full RegSol training timetable HERE

For further information please contact us:

info@regsol.ie

+353 (0)1 539 4884