Ethics

R﻿egSol is a leading provider of compliance support services to SMEs operating in Ireland.

RegSol

Designed for Financial Services staff to meet Minimum Competency rules; also suitable for those with an Ethics requirement.

RegSol Compliance Training 2025

Developed to cater to Irish based businesses obliged to comply with Irish Regulation, RegSol's compliance training series covers the core areas of regulation and is designed and delivered live by our expert compliance consultants.

While persons working within regulated sectors are often inundated with requirements and rules, ethical approaches to business often offer a buffer to prevent non-compliance. As such, many regulators and industry bodies require that persons operating within certain sectors to undertake mandatory ethics training on an annual basis. This 1 hour module is primarily designed for Financial Services personnel to comply with Minimum Competency Code and Regulations requirements as set by the Central Bank of Ireland. Topics Covered:<ul><li>What is Ethics?</li><li>Universal Ethical Principles</li><li>Case Studies – Good and Bad Examples</li><li>Central Bank of Ireland approach:</li><li>Fitness and Probity </li><li>Whistleblowing </li></ul> Who should attend:It is recommended for Individual Intermediaries / Brokers, Principals, PCF Role Holders, qualified financial advisors (e.g. QFA or APA designation), and others who have a CPD requirement to complete an Ethics module as part of their overall CPD requirements. CPD: 1 Formal Hour from the Institute of Insurance, Institute of Bankers and LIAA CPD certificate will be issued upon course completion along with a PDF version of the training materials. Cost: €149 per personLocation: Online Webinar For further information, please contact us:info@regsol.ie+353 (0)1 539 4884

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Ethics

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