In this module we examine the Central Bank of Ireland's Fitness and Probity requirements including Minimum Competency. This is a very topical and ever evolving area. In 2020 there were further additions to the list of Pre-Approval Function (PCF roles) and a second Dear CEO letter from the Central Bank of Ireland, in November 2020, highlighting weaknesses in firms’ compliance with the regime.

It is important that all regulated entities have robust Fitness and Probity frameworks in place. This half day course is designed to assist relevant personnel in establishing, improving and implementing processes that effectively address the fitness and probity requirements of the Central Bank of Ireland.

Content:

1. Sources of Obligations

2. The Fitness and Probity Requirement

3. Controlled Functions and PCF’s

4. The Fitness and Probity Standards

• Competence & Capability
• Honesty, Ethics & Integrity
• Financial Soundness

5. The Minimum Competency Code and Regulations

• Qualifications
• CPD

6. Practical Compliance

Suitable for:

This module is primarily designed for Financial Services personnel to comply with Fitness and Probity and Minimum Competency requirements but may suit others with an Ethics module requirement. It is recommended for Individual Intermediaries/Brokers, Principals, PCF Role Holders, and others.

CPD:

Accredited with the Institute of Bankers, Insurance Institute of Ireland and the LIA. Approval for other bodies can be obtained on request.

A CPD certificate will be issued along with a PDF version of the presentation upon course completion.

Cost: €295 per person.

Location: Webinar

 If you require further information please don't hesitate to contact us at:

 info@regsol.ie 

+353 (0)1 539 4884.

Full RegSol training timetable HERE